Today’s post is about a new paper by my student Shiva. Suppose that \(A/\mathbf{Q}\) is a principally polarized abelian variety of dimension \(g\) and \(p\) is a prime. The Galois representation on the \(p\)-torsion points \(A[p]\) gives rise to a Galois representation:
\(\rho: G_{\mathbf{Q}} \rightarrow \mathrm{GSp}_{2g}(\mathbf{F}_p)\)
with the property that the similitude character coincides with the mod-\(p\) cyclotomic character. A natural question to ask is whether the converse holds. Namely, given such a representation as above with the constraint on the similtude character, does it necessarily come from an abelian variety (principally polarized or not)?
When \(g=1\), the answer is that all such representations come from elliptic curves when \(p \le 5\), but that for \(p \ge 7\) there exist representations for any \(p\) which do not. For \(p \le 5\), more is true: the twisted modular curves \(X(\rho)\) all are isomorphic to \(\mathbf{P}^1\). When \(p \ge 7\), the curves \(X(\rho)\) are of general type, so one might expect a “random” such example to have no rational points. Dieulefait was the first person to find explicit representations (for any such \(p\)) which do not come from elliptic curves (and there is a similar result in my paper here). Both of these arguments exploit the Hasse bound. Namely, if
\(\rho: G_{\mathbf{Q}} \rightarrow \mathrm{GL}_2(\mathbf{F}_p)\)
is unramified at \(l \ne p \ge 5\) and \(\rho\) comes from \(E/\mathbf{Q}\), then \(E\) must have either good or multiplicative reduction at \(l\). But this puts a constraint on the possible trace of Frobenius at the prime \(l\). For \(l = 2\), for example, this leads to explicit examples of non-elliptic mod-\(p\) representations for \(p \ge 11\). The case \(p = 7\), however, requires a different argument. More generally, while the Hasse argument does generalize to larger \(g\), it only works when \(p\) is large compared to \(g\). On the other hand, the Siegel modular varieties \(\mathcal{A}_g(p)\) of principal level \(p\) are rational over \(\mathbf{C}\) for only very few values of \(g\) and \(p\). Indeed, they are rational only for
\((g,p) = (1,2), (1,3), (1,5), (2,2), (2,3), (3,2)\)
whereas \(\mathcal{A}_g(p)\) turns out to be of general type for all other such pairs. When \((g,p)\) is on this list, then, as discussed in these posts, the twists \(\mathcal{A}_g(\rho)\) can all be shown to be unirational over \(\mathbf{Q}\) and so any such representation \(\rho\) does indeed come from infinitely many (principally polarized) abelian varieties.
Thus one is left to consider all the remaining pairs. This is exactly the question resolved by Shiva:
Theorem [Chidambaram]: Suppose that \((g,p)\) is not one of the six pairs above such that \(\mathcal{A}_g(p)/\mathbf{C}\) is rational. Then there exists a representation:
\(\rho: G_{\mathbf{Q}} \rightarrow \mathrm{GSp}_{2g}(\mathbf{F}_p)\)
with cyclotomic similitude character which does not come from an abelian variety over \(\mathbf{Q}\).
Shiva’s argument does not use the Weil bound. Instead, the starting point for his argument is based on the following idea. Start by assuming that \(\rho\) comes from an abelian variety \(A\). Suppose also that \(\rho\) is ramified at \(v \ne p\) and the image of the inertia group at \(v\) contains an element of order \(n\) for some \((n,p) = 1\). Using this, one deduces (using independence of \(p\) arguments) that
\(|\mathrm{Sp}_{2g}(\mathbf{F}_l)| = l^{g^2} \prod_{m=1}^{g} l^{2m} – 1\)
is divisible by \(n\) for all large enough primes \(l\), and hence divides the greatest common divisor \(K_g\) of all these orders. This is actually a very restrictive condition on \(n\). For example, using Dirichlet’s theorem, the number \(K_g\) is only divisible by primes at most \(2g+1\). But now if the order of the group \(\mathrm{Sp}_{2g}(\mathbf{F}_p)\) for any particular \(p\) is divisible by a prime power \(n\) with \(n\) not dividing \(K_g\), then one can hope to construct a mod-\(p\) Galois representation whose inertial image at some prime \(v\) has order divisible by this \(n\), and this representation cannot come from an abelian variety over \(\mathbf{Q}\).
The good news is that one can show that (most) symplectic groups have orders divisible by large primes using Zsigmondy’s theorem. Combined with a few extra tricks and calculations for some boundary cases, the groups \(\mathrm{Sp}_{2g}(\mathbf{F}_p)\) contain elements of “forbidden” orders exactly when one is not in the case of the six exceptional pairs \((g,p)\). Note that Zsigmondy’s theorem already arises in the literature in this context in order to understand prime factors of the (corresponding) simple groups.
So now one would be “done” if one could (for example) solve the inverse Galois problem for \(\mathrm{GSp}_{2g}(\mathbf{F}_p)\) with local conditions. The inverse Galois problem is solved for these groups, but only because there is an obvious source of such representations coming from abelian varieties. Of course, these are precisely the representations Shiva wants to avoid.
Instead Shiva looks for solvable groups inside \(\mathrm{GSp}_{2g}(\mathbf{F}_p)\) containing elements of order \(n\) for suitable large prime powers \(n\). Note that the obvious thing would simply be to take the cyclic group generated by the element of the corresponding order. The problem is that there is no way to turn the corresponding representation into a Galois representation whose similitude character is cyclotomic. The groups Shiva actually uses are constructed as follows. Start by finding prime powers \(n | p^{m} + 1\) for some \(m \le g\), then embed the non-split Cartan subgroup of \(\mathrm{SL}_2(\mathbf{F}_{p^m})\) into \(\mathrm{GSp}_{2g}(\mathbf{F}_p)\), and then consider the normalizer of this image. One finds a particularly nice metabelian subgroup whose similitude character surjects onto \(\mathbf{F}^{\times}_p\). Shiva then has to prove the existence of a number field whose Galois group is this metabelian extension with the desired ramification properties at some auxiliary prime \(v\) but also crucially satisfying the cylotomic similitude character condition. This translates into a (typically) non-split embedding problem — such problems can be quite subtle! Shiva solves it by a nice trick where he relates the obstruction to a similar one which can be shown to vanish using methods related to the proof of the Grunwald-Wang Theorem. Very nice! In retrospect, the case of \(g = 1\) and \(p = 7\) in my original paper is a special example of Shiva’s argument, except it falls into one of the “easy” cases where the relevant metabelian extension actually is a split extension over the cyclotomic field. In general, this only happens when the the maximum power of \(2\) dividing \(g\) is strictly smaller than the maximum power of \(2\) dividing \(p-1\) which is automatic when \(g\) is odd. (The case when \(p = 2\) is easier because the cyclotomic similitude character condition disappears!)